INVESTOR PROTECTION
As part of our ongoing commitment to protection of the investing public from unscrupulous investment practices and firms, International Securities and Equities Commission offers a portal for both checking a companys current licensing status and if applicable, disciplinary history.
Please use this tool to check a company holds a current license to provide investment services and also to make you, the potential investor aware of any disciplinary action both pending and closed against the company. F for quick check or visit the full company check page for further tools to fully check the status of any financial company.
Complaint Registration
If you have been approached by an unlicensed company with an offer of financial products or services, you may use this page to report the company to International Securities and Equities Commission.
International Securities and Equities Commission relies on such reports from clients all around the world to ensure that our black list of cold callers and fraudulent brokers is up to date.
Any information provided is treated in utmost confidentiality.
International Securities and Equities Commission
Hibiya Kokusai Bldg. 2-2-3, Uchi-saiwai-cho, Chiyoda-Ku, Tokyo, 100-0011
Phone: +81 712319783
Email: [email protected]
Avoiding becoming a victim of investment fraud starts with education and following some simple dos and don’ts can help you make investments with the knowledge that your investment dollars are in safe hands.