International Securities and Equities Commission issues warnings and proposals regularly as part of our continued responsibility to investor protection and regulation of our member companies and markets.

WARNINGS

International Securities and Equities Commission Warns About Lack of Transparency in European Banking System.

International Securities and Equities Commission Issues Alert on Retirement Portfolios.

International Securities and Equities Commission Warns on Financial Advisors Using Senior Designations to Fool Retirees.

International Securities and Equities Commission Issues Alert on Scam Investments Using Recent Japan Quake.

International Securities and Equities Commission Warns About the Proliferation of Fake Gold Stocks.

PROPOSALS

Proposal – Changes to Corporate Governance in M&A Transactions

Proposal – International Securities and Equities Commission Proposes Regulation for Commodity Brokers